Seeing through DMIST and their proposal
The Derivatives Market Institute for Standards (DMIST) has made its first major proposal. What criticisms have been raised and how does DMIST plan to address them?
Does the EMIR Refit miss the point?
Financial markets are bracing themselves for the fresh wave of regulation, expecting significant challenges in implementing Refit.
Buy-Side vs. Sell-Side and the Battle for Derivatives Supremacy
Understanding the different approaches between the buy-side and sell-side can help heads of operations, on either side, make informed decisions when it comes to managing risk.
Strategies for Success in ETD Clearing
Managing risk and ensuring compliance can be complex and challenging. To navigate these challenges it’s essential to have a clear strategy in place.
Regulatory Changes taking place in the Post-Trade Space
As technological advancements continue to shape the future, regulatory changes will evolve to adapt to the changing landscape, fostering innovation while upholding the core principles of market integrity and investor protection.
The impact Artificial Intelligence could have on post-trade
The implementation of AI in post-trade operations could lead to increased accuracy, efficiency, and compliance, creating new opportunities for the industry.
Strengthening operational resilience within the back office
Operational resilience planning and management ensures business continuity, mitigates risks, safeguards financial and reputational losses.
How automation improves the reconciliation process
The reconciliation process can be automated by using specialised software and tools that are designed to streamline the entire process. These tools can automatically match data from multiple sources, identify discrepancies, and flag any errors or discrepancies for further review.
The ICARA Process: What is it and what’s required
The ICARA Process is deemed to be more than just another compliance checkbox by some as they refer to as a fundamental shift in how firms approach internal governance and risk management. Others see it is a set of requirements that firms must comply with. Is it merely a compliance exercise or is it a way to improve risk management?
Three trends that could make or break banks and broker-dealers
This year looks to be uncertain as the last and regulatory changes, ESG scores and the blockchain are set to play pivotal roles in determining success or failure for some.
