Sell-side Clearing Management Insight Report

This report was produced in association with Acuiti, Market Intelligence for Senior Executives in the global derivatives market.

This report is based on a survey of Acuiti’s Sell-Side Clearing Expert Network, a group of over 100 senior executives from banks and non-bank FCMs across the global market.

The report takes a detailed look at EMIR 3.0. While its active account proposals have garnered the most attention, EMIR 3.0 contains many facets and is worth a further investigation. It explores the attitudes to the full range of proposals. In addition, it takes a look at CCP default risk, DORA, training in manual clearing and the impact of the Basel III endgame.

Finally, it takes a deep dive into reconciliations. In 2021, we conducted an in-depth study of the reconciliation challenges facing the sell-side listed derivatives market. In this report, we ask what has changed since then and where there is still work to do to reduce operational risk and improve efficiency and customer service.

If you’d like a closer look at how we solve some of the problems mentioned – GET IN TOUCH 

Sell-side Clearing Management Insight Report

Subjects featured:

  • EMIR 3.0 – Not just the active account
  • CCP default risk on the radar.
  • Exchanges seek greater transparency over clients.
  • DORA.
  • Shoring up clearing resilience.
  • Basel endgame on the horizon.
  • Reconciliations: Where is the industry today?
    • Main drivers of investment.
    • Ongoing challenges.
    • Future investment
    • AI in reconciliations

Found the previous report to be thought provoking and this one has provided great insight into the development of reconciliations over the part two years.

Head of Operations, Non-Bank FCM

Great way to see how many of my peers are reacting to industry developments and see how we benchmark against them.

Managing Director - Derivatives Operations, Bank FCM

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