Control

Control in data and post-trade operations remains a critical issue for banks, brokers, and traders.

Operations leaders love a zero

Zero risk, zero loss, zero leaks, zero fines…

Without effective controls, businesses operating in capital markets are at risk of missing data and poor decision-making. More seriously, without proper controls, businesses are vulnerable to fines from regulators and reputational damage.  

HelloZero has been developed in conjunction with banks and brokers to deliver the required control without compromising agility. It provides a complete, validated, and enhanced proof point; on demand, for one desk or the entire business.   

Checks and balances

Smarter, faster validation of positions and greater operational control  

Find out more about

Want to discuss further...

Join our Operations Leaders’ Network event on 21st March where the group will be taking a closer look at issues around  Post Trade Control. 

Reduces risk of malpractice

Complete data set ingested automatically with no human intervention…

  • Reference data cannot be altered or manipulated
  • Maintains compliant “segregation of responsibility” protocol

Gives full visibility in a single view

Integrates all data from the futures and options ticket down to ‘UTI’…

  • Bottom-up and top-down matching prevents false positives
  • Immediate visibility of total positions and expiries

Maintains data integrity

No raw data is excluded during the ingestion process…

  • Complete data set is archived in its original untouched format
  • No data is excluded from ingestion

Creates date stamped audit trail

Adjustments cannot be deleted until the data is matched…

  • Once matched any adjustments are date stamped
  • Creates audit trail of any decisions made

Checks and balances

Smarter, faster validation of positions and greater operational control  

Find out more about

Want to discuss further...

Join our Operations Leaders’ Network event on 21st March where the group will be taking a closer look at issues around  Post Trade Control Measures  


Creates date stamped audit trail

Adjustments cannot be deleted until the data is matched…

  • Once matched any adjustments are date stamped
  • Creates audit trail of  any decisions made


Gives full visibility in a single view

Integrates all data from the futures and options ticket down to ‘UTI’…

  • Bottom-up and top-down matching prevents false positives
  • Immediate visibility of total positions and expiries


Maintains data integrity

No raw data is excluded during the ingestion process…

  • Complete data set is archived in its original untouched format
  • No data is excluded from ingestion


Reduces risk of malpractice

Complete data set ingested automatically with no human intervention…

  • Reference data cannot be altered or manipulated
  • Maintains compliant “segregation of responsibility” protocol

Want to discuss further...

Join our Operations Leaders’ Network event on 21st March where the group will be taking a closer look at issues around  Post Trade Control Measures  

“HelloZero Control has given us total visibility and complete piece of mind across our post-trade operations. We operate more efficiently and are compliant with all regulatory requirements.”
Head of Control, Leading Non-Bank Futures Commission Merchant

Tell us what you think

HelloZero delivers several critical outcomes. Clients deploy it to produce complex ETD recs, to provide rigorous control measures and to provide operational resilience. 

Challenges we hear...

We alter and manipulate our post-trade data before it’s ingested to prevent issues. To save more time we have the same user create a reconciliation and then sign it off

We only ingest the data fields that we need and don’t archive it. If there’s a problem at any point in our post-trade process, then we can’t reconcile till it's solved

We are unable to feed all our prices and trades into our positions meaning that we don’t always know the value of everything within our book of business

We alter and manipulate our post-trade data before it’s ingested to prevent issues. To save more time we have the same user create a reconciliation and then sign it off

We only ingest the data fields that we need and don’t archive it. If there’s a problem at any point in our post-trade process, then we can’t reconcile till it's solved

We are unable to feed all our prices and trades into our positions meaning that we don’t always know the value of everything within our book of business